Private Funds
CFO
CFO
Private Fund Compliance Forum New York 2023
23 - 24 May 2023,
Convene 117 West 46th Street, New York
Exploring the role of the private funds CCO
The Private Fund Compliance Forum dissects critical, regulatory changes governing private equity, their impact on compliance processes, and provides the latest approaches for managing your firm’s compliance program.
The Forum is an established industry resource aimed to give you practical insights and takeaways from leading compliance, legal, and finance experts.
With a rich history of breaking critical information impacting our industry, private fund compliance professionals make this the must attend event of the year.
Why the Private Fund Compliance Forum?
Protect
Protect your firm and investors from SEC enforcement and hear of new actions.
Perfect
Benchmark your firms current compliance processes against others to give you new best practices.
Prepare
Keep yourself up to date on the latest SEC regulations, expectations, and initiatives.
Hear directly from the SEC on new initiatives
Join the SEC’s Deputy Director, Associate Director – Rulemaking Office, Division of Investment Management, Sarah G. ten Siethoff for an exclusive keynote interview.
Sarah will provide insights on:
- How private fund CCOs should adhere to the Commission’s rules
- The development of new rules
- How to navigate what’s to come from the SEC
- And more…
Sarah G. ten Siethoff
Deputy Director, Associate Director – Rulemaking Office, Division of Investment Management
Securities and Exchange Commission
Learn from KKR's compliance and cybersecurity leaders
Bruce Karpati
Partner, Global Chief Compliance Officer
KKR
David Stern
Managing Director, Chief Information Security Officer
KKR
Topics of discussion include:
- Developing internal policies
and procedures that protect
the firm, LPs and portfolio
companies - How firms are proactively and
consistently mitigating cyber
threats - Navigating SEC priorities
relating to cyber risk - And much more…
“One of my go-to events each year due to the timely program content and excellent panelists.”
Liz Staley, Leerink Capital Partners
“The conference was extremely valuable and I took a lot of action items applicable to our firm.”
Ashley Sherman, Frontier Growth
Agenda topics include:
- Effects of the marketing rule
- Overview and evolution of the CCO role
- Managing cybersecurity threats
- Navigating fees and expenses
- Uncovering SEC exam priorities
- ESG and climate related regulations
- Business continuity planning
- Managing technology and external providers from a compliance standpoint
2023 featured speakers
2023 attendees:
What our attendees say about the Forum
PCCP
Gabriel Willey
This is the most informative of the conferences I do every year
Kohlberg & Co.
Daniel Gewanter
Enjoyed the SEC perspective and perspective of real CCOs from peers
Omega Funds
Mark Russell
Excellent event, with all topics being highly relevant
